-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oya0JWm+TxrJm55vnhWAJgzdleKAyu0RrgHiWeEVpaU2mhzw3gyC5azfyKjnyM5i yaIn8XXqvFEbYuOVQPhW/A== 0000897069-98-000102.txt : 19980220 0000897069-98-000102.hdr.sgml : 19980220 ACCESSION NUMBER: 0000897069-98-000102 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980219 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON WORLDWIDE ASSOCIATES INC CENTRAL INDEX KEY: 0000788329 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 391536083 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39084 FILM NUMBER: 98545075 BUSINESS ADDRESS: STREET 1: 1326 WILLOW RD CITY: STURTEVANT STATE: WI ZIP: 53177 BUSINESS PHONE: 4148841500 MAIL ADDRESS: STREET 1: 1326 WILLOW RD STREET 2: STE400 CITY: STURTEVANT STATE: WI ZIP: 53177 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON SAMUEL C CENTRAL INDEX KEY: 0000917511 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: J/K MANAGEMENT SERVICES INC STREET 2: 4041 NORTH MAIN ST CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 4146312503 MAIL ADDRESS: STREET 1: J/K MANAGEMENT SERVICES INC STREET 2: 4041 NORTH MAIN ST CITY: RACINE STATE: WI ZIP: 53403 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* JOHNSON WORLDWIDE ASSOCIATES, INC. (Name of Issuer) Class A Common Stock, $.05 par value (Title of Class of Securities) 479254 10 4 (CUSIP Number) John M. Schroeder, 4041 North Main Street, Racine, Wisconsin 53402 - (414) 631-2503 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 5, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 479254 10 4 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Samuel C. Johnson ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] 3 SEC USE ONLY 4 SOURCE OF FUNDS* PF and BK 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] Not Applicable 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States 7 SOLE VOTING POWER NUMBER OF 2,123,486(1) SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,135,330(1) OWNED BY 9 SOLE DISPOSITIVE POWER EACH 2,123,486(1) REPORTING PERSON 10 SHARED DISPOSITIVE POWER WITH 1,135,330 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,258,816(1) 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] Not Applicable 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 40.9% 14 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) Takes into account shares of Class B Common Stock beneficially owned by the reporting person which are convertible into Class A Common Stock on a one share-for-one share basis. This amendment relates to the Class A Common Stock, $.05 par value (the "Class A Common Stock") of Johnson Worldwide Associates, Inc. (the "Company"), 1326 Willow Road, Sturtevant, Wisconsin 53177. This Amendment is filed by Samuel C. Johnson, 1525 Howe Street, Racine, Wisconsin 53403. Item 3. Source and Amount of Funds or Other Consideration. Item 3 is hereby amended in its entirety to read as follows: Mr. Johnson purchased 160,000 shares of Class A Common Stock for approximately $2,696,250, of which $2,500,000 was obtained by a loan made in the ordinary course of business by Bank of America. Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended in its entirety to read as follows: (a)-(b) Information concerning the amount and percentage of shares of Class A Common Stock beneficially owned by the reporting person is set forth below.
Percentage of Sole Shared Outstanding Voting and Voting and Aggregate Shares of Reporting Dispositive Dispositive Beneficial Class A Person Power Power Ownership Common Stock Samuel C. Johnson 2,123,486(1) 1,135,330(1) 3,258,816(1) 40.9%(1)(2) _______________ (1) Includes shares of Class B Common Stock which are convertible at any time on a one-for-one basis into shares of Class A Common Stock. (2) Based upon 6,886,466 shares of Class A Common Stock outstanding on January 31, 1998 and 1,062,330 shares of Class B Common Stock beneficially owned by Mr. Johnson.
Mr. Johnson shares voting and dispositive power with respect to certain shares with Imogene P. Johnson, Helen P. Johnson-Leipold, JWA Consolidated, Inc. and Johnson Heritage Trust Company. Certain information with respect to such persons is set forth below. Principal Occupation Name and Business and Name, Address and Address Employment Principal Business Johnson Heritage Trust Company Not Applicable Bank and Trust Company 4041 N. Main Street Racine, WI 53402 State of Organization: Wisconsin Imogene P. Johnson None None 4041 N. Main Street Racine, WI 53402 Citizenship: United States Helen P. Johnson-Leipold Vice President- S.C. Johnson & Son, Inc. 1525 Howe Street Personal and 1525 Howe Street Racine, WI 53403 Home Care Racine, WI 53403 Citizenship: United States Products of S.C. Johnson & Son, Manufacturer of Inc. household maintenance and industrial products JWA Consolidated, Inc. Not Applicable Holding company for 4041 N. Main Street purposes of owning Racine, WI 53402 stock of Company State of Organization: Delaware During the last five years, none of the above persons has been convicted in a criminal proceeding or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violation of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. (c) The following is a list of all transactions in the Company's Class A Common Stock and Class B Common Stock by the persons named in paragraphs (a)-(b) above during the 60 days preceding the date of this amendment to Schedule 13D. The shares below were purchased through broker-dealers in the Nasdaq Stock Market: Date of Class of Number of Price Per Name Transaction Common Stock Shares Share Samuel C. Johnson 2/4/98 Class A 10,000 $16.50 Samuel C. Johnson 2/5/98 Class A 150,000 $16.875 The shares below were acquired by exercise of a stock option: Date of Class of Number of Price Per Name Transaction Common Stock Shares Share Samuel C. Johnson 1/1/98 Class A 681 $11.75 The shares below were acquired under the Johnson Worldwide Associates, Inc. 1994 Non-Employee Director Stock Ownership Plan: Date of Class of Number of Price Per Name Transaction Common Stock Shares Share Samuel C. Johnson 1/28/98 Class A 500 0 Helen P. Johnson- 1/28/98 Class A 500 0 Leipold (d) Not applicable. (e) Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date February 16, 1998 /s/ Samuel C. Johnson Signature Samuel C. Johnson Name/Title -----END PRIVACY-ENHANCED MESSAGE-----